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Berthel Fisher remains independent for now

Berthel Fisher’s Cedar Rapids headquarters. CREDIT BERTHEL FISHER By Dave DeWitte dave@corridorbusiness.com Competitors in the broker-dealer industry are becoming larger and more sophisticated in a wave of...

Is new ‘Best Interest’ standard better for investment sales?

By Dave DeWitte dave@corridorbusiness.com Broker-dealers in the securities industry face a new layer of regulation from the Securities and Exchange Commission this month aimed at protecting...

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